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Financial Services Review CE Exam: Vol. 27 No. 3 - Part 2

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Self-study exam based on a thorough understanding of technical and research-based articles on the specific topics of: client and planner attitudes, values, biases and behavioral finance; quantitative investment concepts; asset allocation and portfolio diversification; and investment strategies.

  • Analyze the possible explanations for heterogeneity in investor profiles
  • Examine how the results of this research study suggest that over-confident investors are more likely to trade more frequently
  • Explore the relationships between and among types of investments owned, knowledge characteristics, investor confidence, and help and information sources 
  • Discover how seeking help from an investment adviser is positively related to the likelihood of owning specific types of investments

Key:

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FSR CE Exam Part 2: Vol. 27 No. 3
5 Questions  |  2 attempts  |  4/5 points to pass
5 Questions  |  2 attempts  |  4/5 points to pass
Certificate of Completion
1.0 CFP CE credit  |  Certificate available
1.0 CFP CE credit  |  Certificate available