CFP Ethics: Code of Ethics and Standards of Conduct, Self Study

CFP Ethics: Code of Ethics and Standards of Conduct, Self Study

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This self study program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.


  • Recognize when you are providing financial advice 
  • Apply the Fiduciary Duty
  • Describe when Financial Advice requires Financial Planning and the additional obligations that apply
  • Identify duties when using or referring other service providers or technologies
  • Describe the process the CFP Board follows to uphold the Code and Standards
  • Determine what information must be provided to the Client and when to document the exchange of information

Key:

Complete
Failed
Available
Locked
Course
Begin self-paced component package.
Begin self-paced component package.
You must register to access.
Exam
20 Questions  |  3 attempts  |  14/20 points to pass
20 Questions  |  3 attempts  |  14/20 points to pass
You must register to access.
Course Evaluation
9 Questions
9 Questions
You must register to access.
Certificate of Completion
2.0 CFP CE credits  |  Certificate available
2.0 CFP CE credits  |  Certificate available
You must register to access.

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