CFP Ethics: Code of Ethics and Standards of Conduct, Self Study
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This self study program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
- Recognize when you are providing financial advice
- Apply the Fiduciary Duty
- Describe when Financial Advice requires Financial Planning and the additional obligations that apply
- Identify duties when using or referring other service providers or technologies
- Describe the process the CFP Board follows to uphold the Code and Standards
- Determine what information must be provided to the Client and when to document the exchange of information
Key:
Complete
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Course
Begin self-paced component package.
Begin self-paced component package.
Exam
20 Questions | 3 attempts | 14/20 points to pass
20 Questions | 3 attempts | 14/20 points to pass
Course Evaluation
9 Questions
9 Questions
Certificate of Completion
2.0 CFP CE credits | Certificate available
2.0 CFP CE credits | Certificate available