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Ethics CFP Board's Revised Code and Standards

4 (3 votes)

This interactive, self-study course satisfies the CFP Board Ethics CE requirement. It has been designed to educate CFP professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.  

  • Apply the Practice Standards when providing financial planning
  • Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP professionals
  • Recognize situations when specific information must be provided to a client
  • Act in accordance with CFP Board's fiduciary duty
  • Recognize and avoid, or fully disclose and manage, Material Conflicts of Interest

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Ethics CFP Board's Revised Code and Standards
Begin self-paced component package.
Begin self-paced component package.
Exam
12 Questions  |  3 attempts  |  7/12 points to pass
12 Questions  |  3 attempts  |  7/12 points to pass
Course Evaluation
7 Questions
Certificate of Completion
2.0 CFP CE credits  |  Certificate available
2.0 CFP CE credits  |  Certificate available