Journal of Financial Planning CE Exam: April 2026

Self-study exam based on a thorough understanding of articles that include the topics of: Client and planner attitudes, values, biases; General principles of effective communication; Fiduciary standard and application; and Estate and incapacity planning documents.

Competency Level: Foundational

FPA Competency: Critical Thinking

CFP Board Topic: Psychology of Financial Planning, Professional Conduct and Regulation, Estate Planning 

CFP Board CE Credit Hours: 1

 After reading and understanding the two articles required for this exam, the planner will:

• How to apply the LEARN Model along with the Cultural Tree to address cultural differences.
• How to investigate whether an AI’s advice can be considered ethically.
• The ethical considerations when collaborating with an estate attorney.
• How to ethically approach a recently widowed client.