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Contains 3 Component(s) Includes a Live Web Event on 08/24/2022 at 12:00 PM (MDT)
A new report, based on a survey completed by 4,495 financial advisors and planners, shows the total market share and average user ratings for more than 500 tech solutions in 39 different categories. Join co-author Bob Veres as he discusses the data from the T3/Inside Information Software Survey, some of the surprises, and the direction that the tech marketplace is evolving.
A new report, based on a survey completed by 4,495 financial advisors and planners, shows the total market share and average user ratings for more than 500 tech solutions in 39 different categories. Join co-author Bob Veres as he discusses the data from the T3/Inside Information Software Survey, some of the surprises, and the direction that the tech marketplace is evolving.review highlights, charts, graphs and detailed market share and user rating data from 36 different fintech categories discuss possible service-enhancing and time-saving options from survey data results explore key trends and takeaways from the changing software landscape
Bob Veres is editor and publisher of the Inside Information guide to trends and innovations in the profession, author of The New Profession, and for 20 years was a contributing editor and columnist for Financial Planning magazine. As a journalist, he has won several national awards, including the Jesse H. Neal Award from the American Business Media group, considered the most prestigious editorial honor in the field of specialized journalism, and the Azbee Award of Excellence from the American Society of Business Press Editors.
Over his 40-year career in the financial services world, Mr. Veres has worked as editor of Financial Planning magazine; as a contributing editor to the Journal of Financial Planning; as a columnist and editor-at-large of Investment Advisor magazine; and as editor of Morningstar’s advisor web site: MorningstarAdvisor.com. He is a sought-after speaker for many of the planning world’s most important professional conferences.
In addition, Mr. Veres co-produces the Insider’s Forum conference for independent financial advisory firms.
Mr. Veres has been named one of the most influential people in the financial planning profession by Investment Advisor magazine and Financial Planning magazine, was granted the Special Achievement Award for service to the profession by the National Association of Personal Financial Advisors, and the Heart of Financial Planning Distinguished Service Award from the Denver-based Financial Planning Association.
In addition to his professional activities, Mr. Veres has authored five novels: Song of the Universe, The Root of All Evil, Conversations With My Daughter, South of Maya and The Galactic Taxi Service.
Contains 3 Component(s) Includes a Live Web Event on 07/21/2022 at 2:00 PM (MDT)
Larry Pon wants to continue the tax conversation with you!
Larry Pon wants to continue the tax conversation with you! Have questions? Larry has answers! Join us for a LIVE Q&A session where Larry answers your tax related questions and provides up to date insight on laws and regulations.
Lawrence Pon, CFP®, CPA, PFS, EA, USTCP, AEP
Pon & Associates
Mr. Pon is a Certified Financial Planner, Certified Public Accountant, Personal Financial Specialist, and Accredited Estate Planner in Redwood Shores, CA.
Mr. Pon has been practicing since 1986. He provides the latest advanced tax and financial planning strategies to financial planners so they can be knowledgeable with their clients.
Mr. Pon received his BS in Business Administration from the University of California, Berkeley and MS in Taxation from Golden Gate University in San Francisco.
Mr. Pon is a long time member of the Financial Planning Association and speaks frequently to the San Francisco and Silicon Valley Chapters.
Contains 3 Component(s) Includes a Live Web Event on 06/28/2022 at 1:00 PM (MDT)
Dr. Craig Callahan will be presenting in-depth research and analysis that provides valuable insights into one of the least appreciated, and most lucrative, market settings: the bull market.
Dr. Craig Callahan will be presenting in-depth research and analysis that provides valuable insights into one of the least appreciated, and most lucrative, market settings: the bull market. While offering direct evidence that many investors failed to recognize and participate in the two bull markets which began in 2009 and 2020, he will also provide an incisive set of strategies to recognize and exploit future bull markets. Dr. Callahan will also examine the economic indicators that disguise, fuel, start, and end a bull market – including inflation, potential rising interest rates, unemployment, expensive stocks, and corporate buybacks, among others.
Craig Callahan, DBA
Chief Executive Officer and Portfolio Manager
ICON Advisers, Inc.
CRAIG CALLAHAN is CEO and Founder of ICON Advisers, Inc. He is also the Portfolio Manager of the ICON Equity, Consumer Select, Health and Information Technology, Natural Resources and Infrastructure, and Utilities and Income Funds.
Prior to founding ICON, he was a finance professor at the University of Denver. Dr. Callahan received a bachelor’s degree in psychology from The Ohio State University and a doctoral degree in business administration with emphasis in finance and statistics from Kent State University. He holds FINRA Series 7, 24, 63, and 66 registrations.
Dr. Callahan has been a television guest on numerous financial networks and has been featured in a number of business and investment publications. He frequently addresses broker/dealer, and investor conferences.
He is also author of a book, “Unloved Bull Markets: Getting Rich the Easy Way by Riding Bull Markets,” published by Wiley.
Asian-American/Pacific Islanders Knowledge Circle: The China Fear Premium: Reap the Rewards or Regret the Risk?
Please join us on Thursday, June 23rd at 3 pm ET for the June Asian-American/Pacific Islander Knowledge Circle.
- Better understand what's behind the recent headlines on China's regulatory actions, real estate and current economic situation
- Learn about potential risks and rewards associated with adding a China allocation to your investment portfolio
- Better understand your options for accessing China's markets and the vastly different characteristics of offshore versus onshore exposure
Jason Hsu, Ph.D.
Founder, Chairman and CIO
Rayliant Global Advisors
Jason is Founder, Chairman and CIO of Rayliant, a firm that applies quantitative methods to access behavioral-based alpha prevalent in inefficient markets like China. Jason also co-founded Research Affiliates, a smart beta and asset allocation leader. Jason sits on the editorial boards of several notable publications, including the Journal of Portfolio Management. He is Professor of Finance at UCLA Anderson School of Management, along with visiting professorships at several other universities globally. Jason has published over 40 journal articles and has been awarded for his research with two Graham and Dodd Scroll Awards; one Graham and Dodd Reader’s Choice Award; one Graham and Dodd most prestigious award, three Bernstein Fabozzi/Jacob Levy Awards; and three William F. Sharpe Awards. Jason earned a Ph.D. in Finance from UCLA Anderson School of Management, an M.S. from Stanford University and a B.S. from California Institute of Technology.
Contains 2 Component(s) Includes a Live Web Event on 06/22/2022 at 12:00 PM (MDT)
Retail Orientated – investment advisers, wealth managers, financial advisors and broker-dealer registered representatives. In addition, back-office/support functions, including those in compliance, marketing, and supervision roles at broker-dealers, registered investment advisers, and insurance companies.
The highest value of video in marketing is to establish trust quickly. This webinar is designed to help you understand where to start with creating compliance-approved video to connect authentically with prospective clients.
Are you camera shy? Overwhelmed by the video production process? Worried you might be boring? (You're not!) Not sure where to start with navigating compliance? We’re here to help.
We will cover:
-The video production process and story-based video;
-Tips for building trust and connecting with prospects and
-The compliance and regulatory framework around marketing and advertising.
-Identify three principles of creating story-based video that will pass compliance
-Identify key checkpoints of communication with compliance and compliance-considered actions during the four phases of the video production process
-Understand an overview of the compliance and regulatory framework around marketing and advertising.
Authentic Advisor Video
Jeff Feazell is co-owner of Authentic Advisor Video, a video production company that helps brands establish trust through authentic testimonial and brand videos.
Kerri Feazell is a listener, writer, thinker, re-examiner, and introvert. At Authentic Advisor Video, she enjoys interviewing leaders to draw out their authentic selves on camera.
Kaufman RossinAlex Egan leads a team at Kaufman Rossin consulting on compliance, risk, and regulatory issues. Alex has particular expertise in marketing and advertisement compliance under FINRA/SEC rules and regulations. He is a military veteran, former LEO and financial regulator.
Contains 3 Component(s) Includes a Live Web Event on 06/16/2022 at 2:00 PM (MDT)
Please join the African-American Knowledge Circle for a happy hour celebration of Juneteenth on Thursday June 16th at 4 pm ET.
Please join the African-American Knowledge Circle for a happy hour celebration of Juneteenth on Thursday June 16th at 4 pm ET. On the call we'll commemorate Juneteenth and have an open discussion about the successes and challenges that the community is facing. We'll also discuss possible future topics for the community. Bring a drink (if you're able) and join us
Contains 3 Component(s), Includes Credits Includes a Live Web Event on 06/15/2022 at 12:00 PM (MDT)
Mike Byrnes will share best practices for all the different forms of research, including social media, surveys (qualitative and quantitative), one-on-one client interviews, focus groups and advisory boards.
The secret to getting referrals and more business from clients is to know them better than anyone else. That is why client research is critical in determining advocates and possibly identifying things that need to be improved. Mike Byrnes will share best practices for all the different forms of research, including social media, surveys (qualitative and quantitative), one-on-one client interviews, focus groups and advisory boards. The goal of this presentation is to know how to create stronger client relationships and increased business.
Participants will learn how to:
establish stronger relationships with their clients
assess which research methodologies would better service clients
make improvements in business
Owner of Byrnes Consulting, LLC
Mike Byrnes, a national speaker and owner of Byrnes Consulting, LLC, works with advisors to help them become even more successful. Recognized thought leader on practice management topics and has spoken for the FPA numerous times. Published 400 times in over 40 media outlets throughout the financial services industry. Thirty years’ of expertise in business planning, marketing strategy, business development, client service and management effectiveness, along with several other areas. Specializes in helping businesses grow by utilizing the right mix of branding, PR, websites, emails, social media, sales, events, advertising, direct mail, marketing collateral and research. Learn more at ByrnesConsulting.com.
Contains 3 Component(s) Includes a Live Web Event on 06/14/2022 at 1:00 PM (MDT)
During the past couple of years, we have navigated some of the most complicated, challenging, and emotionally complex markets of all time.
Psychologist and New York Times bestselling author Dr. Daniel Crosby explains the nine timeless truths about investing and finance.
During the past couple of years, we have navigated some of the most complicated, challenging, and emotionally complex markets of all time. Dr. Crosby will talk about how we can help clients make financial decisions in times of uncertainty.
Daniel Crosby, PhD
Educated at Brigham Young and Emory Universities, Dr. Daniel Crosby is a psychologist and behavioral finance expert who helps organizations understand the intersection of mind and markets. Dr. Crosby’s first book, Personal Benchmark: Integrating Behavioral Finance and Investment Management, was a New York Times bestseller. His second book, The Laws of Wealth, was named the best investment book of 2017 by the Axiom Business Book Awards and was translated into five languages. His latest work, The Behavioral Investor, is a comprehensive look at the neurology, physiology, and psychology of sound financial decision making.
Learn more and listen to his podcast, Standard Deviation.
Daniel was named one of the “12 Thinkers to Watch” by Monster.com, a “Financial Blogger You Should Be Reading” by AARP and a member of InvestmentNews prestigious “40 Under 40”. When he is not consulting around market psychology, Daniel enjoys independent films, fanatically following St. Louis Cardinals baseball, and spending time with his wife and three children.
Contains 3 Component(s) Includes a Live Web Event on 06/09/2022 at 12:00 PM (MDT)
The facts: A little over 51% of the population are women.
The facts: A little over 51% of the population are women. Women are different than men. Women behave differently when making buying decisions. Women influence about 80% of all household spending. So, why are financial advisors so slow to consider the focusing their marketing efforts on this segment. This webcast will share key insights and lessons learned around marketing to women. We will explore the common dos and don'ts and present ways you can hone your marketing efforts to this demographic.
Gretchen Halpin is a strategic visionary with over 25 years of leadership and marketing experience. In her work with financial professionals and teams, Gretchen's primary focus is to accelerate and guide organizational growth in a positive, sustainable way. From successful entrepreneur to jack-of-all-trades strategic consultant, Gretchen's career path and journey to success have been guided by one true passion: to help people create the life and business they want, even when that means challenging the status quo.
Gretchen specializes in pioneering strategy and growth initiatives that drive success across every aspect of a business — from vision and objectives, to marketing and business development, to the overall client experience. Her top priority is to ensure that all decisions and initiatives are aligned with the mission and values of the firms in which she works. Gretchen has helped firms achieve success by elevating their brand identity and story to internal and external audiences, seizing new business opportunities, driving organizational change and translating strategy into action across all levels of the business.
But her ability to morph big-picture ideas into action and results goes beyond her current focus; it derives from her experience as the driving force behind several successful business ventures, including Soothe Your Senses, an organic aromatherapy product line she launched in 2001. What started as a passion for health and wellness expanded into an international spa brand — with retail distribution in 30 U.S. states and five countries — that grew 250-percent annually for eight years.
As a co-founder of Beyond AUM, Gretchen and her team created and implemented a growth, marketing and technology plan that led an RIA firm to grow from $1 billion in assets under management (AUM) to more than $5 billion in AUM in five years. Under her leadership, Beyond AUM continues to assist firms, big and small, to reach their goals. Gretchen believes in working directly with advisors and their teams in order to cultivate a deep understanding of the importance and impact of their service and help support their client relationships. These experiences drive Beyond AUM's passion to see the RIA industry continue to thrive into the future.
Under the direction of Gretchen and her fellow co-founder, Beyond AUM's marketing strategy was recognized by My Perfect Client and Masters in Accounting, and the team led the development of a personal finance blog that was named a Top 50 Financial Advisor Blog by Michael Kitces in 2014 and 2015. Gretchen has been a featured speaker at numerous industry events and conferences, hosted by leading organizations such as eMoney, the National Association of Personal Financial Advisors (NAPFA) and Financial Advisor Magazine.
Contains 9 Product(s)
Internships and continuing education: Reimagined.
Whether you are a college student looking for the perfect career or a financial planner looking to level up your career, the FPA Virtual Externship is your chance to dig in deep and see financial planning in action — in a whole new way.
Our 100% online program takes the best parts of an internship, like learning from experts and “getting your hands dirty,” and multiplies the effect.
Instead of working with just one firm, you get to peek behind the curtain and see over 25 firms and experts at work, and do the work yourself. You’ll also get access to over 20 deliverables and processes from these experts, so you can learn a new way to work that works for you.
With the FPA Virtual Externship, anyone can learn more about the profession and its practice from their own home. No scanning paperwork or learning how to use a fax machine required.
*Please note the FPA Externship is only available to current FPA members with an active membership through at least the end of August.
To join FPA, please click HERE!*
All participants will have program access through August 26th, 2022.
The last day to complete course work and be eligible for the 180 Standard Pathway Experience hours is Friday, August 26th, 2022.